Lookup Initial Filing For Amendment

Resolve the initial financing statement a UCC-3 will amend, from
the file number and file date the filer copies off the UCC-1.

The search a filer must run before creating a UCC-3. Resolution is
three-way: a UCC-1 the organization filed through Baselayer resolves
to that submission; a filing known from the public record is claimed
as an imported filing (creating the record if this is the first
claim, exactly as POST /lien_submissions/import would); and a
filing Baselayer cannot verify at all is reported as not_found
unless allow_unverified is set, in which case it is held as an
unverified imported filing built from the details supplied here.
Keep allow_unverified off until the filer has seen the not_found
answer and confirmed they want to proceed anyway.

The resolved filing is what POST /lien_submissions/{filing_id}/amend
then targets. warnings flags a file date that disagrees with the
matched filing, a date past its lapse date, or a filing that is no
longer Active — none of them block the lookup.

The file number is validated against the state's format where the
format is known (length and character checks otherwise), and the
file date must not be in the future nor predate the revised UCC
Article 9 effective date (2001-07-01).

Not available to sandbox applications: the lookup reads the real
public record and can claim a filing off it, so there is nothing
to simulate.

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Body Params

The initial financing statement details to resolve, as they appear on the UCC-1.

string
enum
required

The state abbreviation of the jurisdiction the initial financing statement is filed in.

string
required
length between 1 and 64

The filing number the filing office assigned the initial financing statement (UCC-1) being amended.

date
required

The date the initial financing statement was filed. Cannot be in the future and cannot predate the revised UCC Article 9 effective date (2001-07-01).

length ≤ 128

A custom name for the filing record this lookup creates, when it creates one (only filer's reference).

boolean
Defaults to false

When the filing cannot be found in Baselayer or the public record, whether to hold it anyway as an unverified imported filing built from the details supplied here. Off by default so an exploratory search creates nothing; set it only after the filer confirms the initial filing could not be verified.

Responses

201

The lookup created an imported filing record and resolved to it.

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